Cedonix — Keeping Financial Professionals Secure, Auditable, and Confident Protect Client Data. Maintain Compliance. Avoid Penalties.
In today’s digital environment, FINRA and SEC are enforcing stricter cybersecurity and data protection standards than ever.
Even small broker-dealers and investment advisors must now prove they have strong controls in place to safeguard client assets and communications.
Cedonix simplifies compliance with a turnkey cybersecurity and FINRA-aligned framework that protects your data, automates audit readiness, and reduces your regulatory risk.
FINRA Rules — including 3110 (Supervision), 4370 (Business Continuity), and Regulation S-P (Customer Privacy) — require financial institutions to maintain written policies, system monitoring, and incident-response plans.
Failure to comply can lead to:
Cedonix ensures your organization meets these rules while improving overall cyber resilience.
Our experts help you align technology, operations, and policies with FINRA and SEC cybersecurity standards.
Our solution includes:
When Cedonix cybersecurity controls are in place, your firm automatically qualifies for Fast-Track Cyber Insurance, with up to $1.5 million in coverage — at rates below the industry average.
Benefits of Partnering with Cedonix
